LPLA - LPL Financial Holdings Inc.
LPL Financial Holdings Inc.
4707 Executive Drive
San Diego, CA 92121
United States
800 877 7210
https://www.lpl.com
Sektor(en): Financial Services
Branche: Capital Markets
Vollzeitmitarbeiter: 7.124
Leitende Angestellte
| Name | Titel | Zahlen | Ausgeübt | Geburtsjahr |
|---|---|---|---|---|
| Mr. Dan Hogan Arnold Jr., B.S., CPA, M.B.A. | Pres, CEO & Director | 4,84M | 23,1M | 1964 |
| Mr. Matthew Jon Audette B.S. | Principal Accounting Officer, CFO & Head of Bus. Operations | 2,13M | 7,97M | 1975 |
| Mr. Richard Steinmeier | MD & Divisional Pres of Bus. Devel. | 1,87M | 1,02M | 1974 |
| Mr. Kabir Sethi | MD & Chief Product Officer | 1,07M | N/A | 1971 |
| Ms. Judith Kohoskie Ricketts | Exec. VP of Operations | N/A | N/A | N/A |
| Mr. Marc Andrew Zabicki C.F.A. | Chief Investment Officer | N/A | N/A | N/A |
| Mr. Greg Gates | MD and Chief Technology & Information Officer | N/A | N/A | 1977 |
| Mr. Chris Koegel | Sr. VP of Investor Relations | N/A | N/A | N/A |
| Ms. Michelle B. Oroschakoff | Chief Legal Officer, MD of Compliance and Legal & Risk | N/A | N/A | 1962 |
| Ms. Sallie R. Larsen B.A., M.A. | MD & Chief Human Capital Officer | N/A | N/A | 1954 |
Beschreibung
LPL Financial Holdings Inc., together with its subsidiaries, provides an integrated platform of brokerage and investment advisory services to independent financial advisors and financial advisors at enterprises in the United States. Its brokerage offerings include variable and fixed annuities, mutual funds, equities, retirement and education savings plans, fixed income, and insurance, as well as alternative investments, such as non-traded real estate investment trusts and auction rate notes. The company also provides advisory platforms that provide access to mutual funds, exchange-traded funds, stocks, bonds, certain option strategies, unit investment trusts, and institutional money managers and no-load multi-manager variable annuities. In addition, it offers money market products; and retirement solutions for commission-and fee-based services that allow advisors to provide brokerage services, consultation, and advice to retirement plan sponsors. Further, the company provides other services comprising tools and services that enable advisors to maintain and grow their practices; trust, investment management oversight, and custodial services to trusts for estates and families, as well as insurance brokerage general agency services; and technology products, such as proposal generation, investment analytics, and portfolio modeling. The company was formerly known as LPL Investment Holdings Inc. and changed its name to LPL Financial Holdings Inc. in June 2012. LPL Financial Holdings Inc. was founded in 1989 and is based in San Diego, California.
Corporate Governance
LPL Financial Holdings Inc.s ISS Governance QualityScore, Stand 1. Mai 2023, lautet 1. Die grundlegenden Scores sind Audit: 3, Vorstand: 1, Shareholderrechte: 3, Kompensation: 1.
